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CHAPTER VIA PENALTIES AND ADJUDICATION 15A. Penalty for failure to furnish information, return, etc. 15B. Penalty for failure by any person to enter into agreement with clients 15C. Penalty for failure to redress investors‘ grievances 15D. Penalty for certain defaults in case of mutual funds 15E. Penalty for failure to observe rules and regulations by an asset management company 15F. Penalty for default in case of stock brokers 15G. Penalty for insider trading 15H. Penalty for non-disclosure of acquisition of shares and takeovers 15HA. Penalty for fraudulent and unfair trade practices 15HB. Penalty for contravention where no separate penalty has been provided 15J. Factors to be taken into account by the Adjudicating Officer 15JA. Crediting sums realised by way of penalties to Consolidated Fund of India |
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